-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LMTgaTZLYm4UbRNvub7bSUi0IbABmAF7Z1VBmC5tmNWYitWqx1g1nfRMs8aI/WJU kXOxL2jM+pcD1mFgswbKdg== 0000912057-00-054549.txt : 20001225 0000912057-00-054549.hdr.sgml : 20001225 ACCESSION NUMBER: 0000912057-00-054549 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001222 GROUP MEMBERS: MIRA LP GROUP MEMBERS: MIRA, L.P. GROUP MEMBERS: ZURICH CAPITAL MARKETS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEXICO FUND INC CENTRAL INDEX KEY: 0000065433 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133069854 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-33228 FILM NUMBER: 794395 BUSINESS ADDRESS: STREET 1: 1775 EYE STREET NW CITY: WASHINGTON STATE: DC ZIP: 20006-2401 BUSINESS PHONE: 2026263300 MAIL ADDRESS: STREET 1: 77 ARISTOTELES STREET 3RD FLOOR STREET 2: POLANCO D F 11560 CITY: MEXICO FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MIRA LP CENTRAL INDEX KEY: 0001080512 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 134045633 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: ONE CHASE MANHATTAN PLAZA STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2122083600 MAIL ADDRESS: STREET 1: ONE CHASE MANHATTAN PLAZA STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 SC 13D 1 a2033824zsc13d.txt SCHEDULE 13-D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) THE MEXICO FUND, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 592835102 (CUSIP Number) Terence S. Leighton, Esq. One Chase Manhattan Plaza, 44th Floor New York, New York 10005 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 29, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box / / NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 8 Pages SCHEDULE 13D
- ----------------------------------------------------------------------------------------------------------------- CUSIP NO. 592835102 PAGE 2 OF 8 PAGES - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mira, L.P. - ----------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[x] (b)[ ] - ----------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ----------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ----------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 3,116,700 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ----------------------------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER 0 - ----------------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 3,116,700 - ----------------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ----------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,116,700 - ----------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ----------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.4% - ----------------------------------------------------------------------------------------------------------------- -2- - ----------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -----------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. -3-
- ----------------------------------------------------------------------------------------------------------------- CUSIP NO. 592835102 PAGE 4 OF 8 PAGES - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Zurich Capital Markets Inc. - ----------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[x] (b)[ ] - ----------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not applicable - indirect beneficial ownership - ----------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - ----------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ----------------------------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER 3,116,700 - ----------------------------------------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 - ----------------------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,116,700 - ----------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,116,700 - ----------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ----------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.4% - ----------------------------------------------------------------------------------------------------------------- -4- - ----------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -----------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. -5- This Amendment No. 1 to Schedule 13D is filed on behalf of Mira, L.P. ("Mira") and Zurich Capital Markets Inc. ("ZCMI") to amend and update the Schedule 13D filed on July 10, 2000 relating to shares of the Common Stock, par value $.01 per share (the "Common Stock"), of The Mexico Fund, Inc. (the "Company") as set forth below. All capitalized terms not otherwise defined herein shall have the meanings assigned to them in the Schedule 13D, as amended. Items not included in this amendment are either not amended or are not applicable. Item 3. Source and Amount of Funds or Other Consideration From May 30, 2000 through December 22, 2000, the Reporting Persons acquired beneficial ownership of an aggregate of 557,500 shares of Common Stock through open market purchases. The funds used to purchase the shares of Common Stock described in this Item 3, approximately $8.7 million in the aggregate, were derived from Mira's working capital. The disclosure set forth in Item 5 is incorporated herein by reference. Item 4. Purpose of Transaction Item 4 is hereby amended to add the following additional disclosure: The 557,500 shares of Common Stock described in Item 3 were acquired for investment purposes. Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended and restated in its entirety as follows: (a) Mira beneficially owns an aggregate of 3,116,700 shares of Common Stock, constituting 6.4% of the shares of Common Stock outstanding. ZCMI, as the general partner of Mira, may be deemed to beneficially own an aggregate of 3,116,700 shares of Common Stock, constituting 6.4% of the shares of Common Stock outstanding. (b) Mira has the sole power to direct the voting and disposition of the 3,116,700 shares of Common Stock which it holds directly. By virtue of its indirect, beneficial ownership of the 3,116,700 shares of Common Stock held by Mira, ZCMI, as the general partner of Mira, shares the power to direct the voting and disposition of those shares. (c) Between October 1, 2000 and December 20, 2000, Mira purchased shares of Common Stock on the open market. The transaction dates, number of shares of Common Stock purchased and prices per share during that period are set forth on Exhibit B hereto. (d) Not applicable. (e) Not applicable. Item 7. Material to Be Filed as Exhibits Item 7 is hereby amended to add the following additional disclosure: Exhibit A is a schedule of information concerning Mira's transactions in the Common Stock for the period from October 1, 2000 through December 20, 2000. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: December 20, 2000 -6- MIRA, L.P. By: Zurich Capital Markets Inc. Its: General Partner By: /s/ Randall K.C. Kau --------------------------------- Name: Randall K.C. Kau Title: President ZURICH CAPITAL MARKETS INC. By: /s/ Randall K.C. Kau ----------------------------------------- Name: Randall K.C. Kau Title: President -7- EXHIBIT INDEX Exhibit A Schedule of information concerning Mira's transactions for the period from October 1, 2000 through December 20, 2000. -8- EXHIBIT A
Date of Transaction Shares of Common Stock Purchased Price Per Share - ------------------- -------------------------------- --------------- October 2, 2000 2,500 15 3/16 October 5, 2000 10,000 15 5/16 October 6, 2000 1,200 15 1/16 October 6, 2000 3,300 15 3/8 October 6, 2000 5,000 15 1/4 October 6, 2000 10,000 15 3/16 October 6, 2000 5,000 15 1/8 October 10, 2000 5,000 14 3/4 October 10, 2000 5,000 14 7/8 October 10, 2000 10,000 14 13/16 October 11, 2000 5,000 14 11/16 October 11, 2000 5,000 14 3/4 October 12, 2000 5,000 14 11/16 October 12, 2000 5,000 14 5/16 October 12, 2000 10,000 14 1/16 October 12, 2000 5,000 14 1/4 October 12, 2000 5,000 14 October 16, 2000 5,000 14 3/4 October 16, 2000 12,000 14 5/8 October 16, 2000 15,000 14 9/16 October 18, 2000 5,000 14 1/4 October 19, 2000 5,000 14 7/8 November 28, 2000 5,000 15 5/16 November 29, 2000 5,000 15 3/16 December 5, 2000 10,000 14 15/16 December 6, 2000 16,000 15 5/16 December 8, 2000 5,000 15 11/16 December 8, 2000 15,000 15 9/16 December 12, 2000 3,000 15 1/2
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